UNITED STATES
SECURITIES AND EXCHANGE COMMISSION
SCHEDULE 13G
Under the Securities Exchange Act of 1934
(Amendment No. 3)*
Check the appropriate box to designate the rule pursuant to which this Schedule is filed:
[ ] Rule 13d-1(b)
[X] Rule 13d-1(c)
[ ] Rule 13d-1(d)
* The remainder of this cover page shall be filled out for a reporting persons initial filing on this form with respect to the subject class of securities, and for any subsequent amendment containing information which would alter the disclosures provided in a prior cover page.
The information required in the remainder of this cover page shall not be deemed to be filed for the purpose of Section 18 of the Securities Exchange Act of 1934 (Act) or otherwise subject to the liabilities of that section of the Act but shall be subject to all other provisions of the Act (however, see the Notes).
Persons who respond to the collection of information contained in this form are not required to respond unless the form displays a currently valid OMB control number.
CUSIP No. |
14115T109 |
1 | NAMES OF REPORTING PERSONS: | ||||
Walter P. Carucci |
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2 | CHECK THE APPROPRIATE BOX IF A MEMBER OF A GROUP (SEE INSTRUCTIONS): |
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(a) [ ] | |||||
(b) [ ] | |||||
3 | SEC USE ONLY: | ||||
4 | CITIZENSHIP OR PLACE OF ORGANIZATION: | ||||
Walter P. Carucci - U.S. Citizen
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NUMBER
OF SHARES BENEFICIALLY OWNED BY EACH REPORTING PERSON WITH: |
5 | SOLE VOTING POWER: | |||
Walter P. Carucci - 631,587 (Includes the 20,053 shares owned individually, as well as the 423 shares owned by Carr Securities Corporation and the 611,111 shares owned by Uncle Mills Partners) |
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6 | SHARED VOTING POWER: | ||||
0 | |||||
7 | SOLE DISPOSITIVE POWER: | ||||
Walter P. Carucci - 631,587 (Includes the 20,053 shares owned individually, as well as the 423 shares owned by Carr Securities Corporation and the 611,111 shares owned by Uncle Mills Partners) Carr Securities Corporation - 423 Uncle Mills Partners - 611,111 |
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8 | SHARED DISPOSITIVE POWER: | ||||
0 | |||||
9 | AGGREGATE AMOUNT BENEFICIALLY OWNED BY EACH REPORTING PERSON: | ||||
Walter P. Carucci - 631,587 (Includes the 20,053 shares owned individually, as well as the 423 shares owned by Carr Securities Corporation and the 611,111 shares owned by Uncle Mills Partners) Carr Securities Corporation - 423 Uncle Mills Partners - 611,111 |
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10 | CHECK IF THE AGGREGATE AMOUNT IN ROW (9) EXCLUDES CERTAIN SHARES (SEE INSTRUCTIONS): | ||||
[ ] | |||||
11 | PERCENT OF CLASS REPRESENTED BY AMOUNT IN ROW (9): | ||||
Walter P. Carucci - 0.006% (Includes the 0.0002% owned individually, as well as the amounts owned by Carr Securities Corporation and Uncle Mills Partners) |
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12 | TYPE OF REPORTING PERSON (SEE INSTRUCTIONS): | ||||
Walter P. Carucci - IN Carr Securities Corporation - CO Uncle Mills Partners - PN |
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Item 1(a)
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Name of Issuer. | |
Carbon Natural Gas Company | ||
Item 1(b)
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Address of Issuers Principal Executive Offices. | |
1700 Broadway, Suite 2020 Denver, CO 80290 |
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Item 2(a)
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Name of Person Filing. | |
Walter P. Carucci Carr Securities Corporation Uncle Mills Partners (Uncle Mills Partners is a general partnership, with four general partners. Walter P. Carucci is one of four general partners.) |
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Item 2(b)
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Address of Principal Business Office or, if none, Residence. | |
c/o Carr Securities Corporation 14 Vanderventer Ave., Suite 210 Port Washington, NY 11050 |
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Item 2(c)
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Citizenship. | |
Walter P. Carucci is a U.S. Citizen Carr Securities Corporation is organized under New York law. Uncle Mills Partners is ogranized under New York law. |
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Item 2(d)
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Title of Class of Securities. | |
Common Stock, $0.01 Par Value | ||
Item 2(e)
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CUSIP Number. | |
14115T109 |
Item 3 | This statement is not filed pursuant to Rules 13d-1(b), 13d-2(b) or 13d-2(c). | ||
Item 4 | Ownership. | ||
(a) | Amount
beneficially owned:
Walter P. Carucci - 631,587 (Includes the 20,053 shares owned individually, as well as the 423 shares owned by Carr Securities Corporation and the 611,111 shares owned by Uncle Mills Partners) Carr Securities Corporation - 423 Uncle Mills Partners - 611,111 |
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(b) | Percent of Class: Walter P. Carucci - 0.006% (Includes the 0.0002% owned individually, as well as the amounts owned by Carr Securities Corporation and Uncle Mills Partners) Carr Securities Corporation - 0.000004% Uncle Mills Partners - 0.005% |
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(c) | Number of Shares as to which the person has:
(i) Sole power to vote or to direct the vote:
(ii) Shared power to vote or to direct the vote: 0 (iii) Sole power to dispose or to direct the disposition of:
(iv) Shared power to dispose or to direct the disposition of: 0
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Item 5 | Ownership of Five Percent or Less of a Class. | ||
This statement is being filed to report the fact that as of the date hereof the reporting person has ceased to be the beneficial owner of more than 5 percent of the class of securities. | |||
Item 6 | Ownership of More Than Five Percent on Behalf of Another Person. | ||
Not applicable. | |||
Item 7 | Identification and Classification of the Subsidiary Which Acquired the Security Being Reported On By the Parent Holding Company or Control Person. | ||
Not applicable. | |||
Item 8 | Identification and Classification of Members of the Group. | ||
Not applicable. | |||
Item 9 | Notice of Dissolution of Group. | ||
Not applicable. | |||
Item 10 | Certification. | ||
By signing below I certify that, to the best of my knowledge and belief, the securities referred to above were not acquired and are not held for the purpose of or with the effect of changing or influencing the control of the issuer of the securities and were not acquired and are not held in connection with or as a participant in any transaction having that purpose or effect. |
WALTER P. CARUCCI | ||||||
Date: February 8, 2012 | ||||||
By: | Walter P. Carucci | |||||
By: | /s/ Beth N. Lowson | |||||
Name: Beth N. Lowson | ||||||
Title: Attorney-In-Fact | ||||||
The Nelson Law Firm, LLC | ||||||
White Plains Plaza | ||||||
One North Broadway, Suite 712 | ||||||
White Plains, NY 10601 | ||||||
CARR SECURITIES CORPORATION | ||||||
Date: February 8, 2012 | ||||||
By: | Walter P. Carucci, President | |||||
By: | /s/ Beth N. Lowson | |||||
Name: Beth N. Lowson | ||||||
Title: Attorney-In-Fact | ||||||
The Nelson Law Firm, LLC | ||||||
White Plains Plaza | ||||||
One North Broadway, Suite 712 | ||||||
White Plains, NY 10601 | ||||||
UNCLE MILLS PARTNERS | ||||||
Date: February 8, 2012 | ||||||
By: | Walter P. Carucci, General Partner | |||||
By: | /s/ Beth N. Lowson | |||||
Name: Beth N. Lowson | ||||||
Title: Attorney-In-Fact | ||||||
The Nelson Law Firm, LLC | ||||||
White Plains Plaza | ||||||
One North Broadway, Suite 712 | ||||||
White Plains, NY 10601
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By: | /s/ Walter P. Carucci | |
Walter P. Carucci | ||